September 2020 SEC form, multiple filers or classes of filers, and much more.***. Financial advisory firms charge fees in different ways, such as a percentage of your assets (aka AUM, or assets under management), an hourly fee, or a fee for a specific service. Firm actively engages as insurance brokers or agents, or they are affiliated with an insurance company or agency. As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. September 2020 In 2006, the Satori Fund was recognized as the Best Newcomer at the MARHedge U.S. During this time period the company's share price generated a Compounded Annual Growth Rate ("CAGR") of 74%, making it . Form D is a form used to file a notice of an exempt offering of securities with the Securities and Exchange Commission. Options: Quick Stats Recent Performance Trophies Superlatives Graphs Obligatory disclaimer: All of our data is crawled from the web and our understanding is that all . Financial planning services can include tax planning, estate planning, retirement planning, or life-based event planning such as saving for college, getting married, purchasing a home, paying down debt, or planning an inheritance. 2W - 6W . The headquarters of Satori Financial is . What does this mean? . Niles said he is looking to make money on the short side by going after the "big enterprise names" in tech, amid what he expects to be a sector slowdown as people cut back their consumption of internet-related services post-pandemic. Private Fund ID: 805-3096222312. While this can be seen as "eating your own cooking," there are conflicts that may arise. what about T, your 12/9 post said after hating T for so long the DIS model for releasing movies one day after they open in movie houses should help the Warner portionwhat say you now? A self-regulatory organization or commodities exchange has found firm or an advisory affiliate to have been involved in a violation of its rules. Options: Entreprenuer, engineer, and hedge fund manager. What happened? Superlatives AlphaOne Satori Fund, LP. AlphaOne Satori Fund I L.P. Street Address 1 Street Address 2; 1000 Chesterbrook Blvd: Suite 100: City State/Province/Country ZIP/PostalCode Phone Number of Issuer; Berwyn: PENNSYLVANIA: 19312 (267) 597-3888: 3. In 2006, the Satori Fund was recognized as the "Best Newcomer" at the MARHedge U.S. State legalization of sports betting is at nearly 30 states today with roughly 20 allowing online betting. Here's where he is putting his money. BarclayHedge once listed Niles as one of the Top 10 Equity Long/Short performers. Each month, investor.com serves as a trusted resource to help thousands of Americans research and compare financial advisors. AlphaOne Satori Fund, LP.'s worst . As a result, unlike hedge funds, there is no historical performance for any financial advisory firm. Information is obtained from sources deemed reliable, but there is no representation or warranty as to its accuracy, completeness or reliability. Questions to ask Education: Boston University (BS in systems engineering), Stanford University (MS in electrical engineering). This year's bear market has left many investors deep in the red, but Dan Niles says his Satori Fund has bucked the trend. Performance Awards. However, we still see many tailwinds for the sports betting space despite stock price performance this year. The SEC or CFTC has previously entered an order against this firm or an advisory affiliate in connection with an investment-related activity. Compare against similar firms. They will not just a tech provider in igaming, they will make their business model more complete thrv Coolbet as it's a B2C and the online sportbets player! Speaking to CNBC on Thursday, the founder and portfolio manager at Satori Fund said that given the likely further downside risk in the tech sector, investors should look to energy and financials . Will any of my assets be invested in those products? August 2020 Which securities does your firm trade for itself that it will also be recommending to me? Money Poolesolutions FOR Life, Ever Green Wealth Management, Column Capital Advisors, Evans Capital Management Associates, ASG Investment Management, Was this page helpful? The Satori Funds are private investment products which file an exemption under 3-c-7 and 3-c-1 of the Investment Advisors Act of 1940, thereby . Funds. A federal regulatory agency, a state regulatory agency, or a foreign financial regulatory authority other than the SEC or CFTC has found firm or an advisory affiliate to have been involved in a violation of investment-related statutes or regulations. Global Business and Financial News, Stock Quotes, and Market Data and Analysis. When? Dan Niles, founder and senior portfolio manager at the Satori Fund, joins CNBC's 'Squawk Box' to discuss why he believes a big bear-market bounce could be on. What does this mean? Data is a real-time snapshot *Data is delayed at least 15 minutes. Visit Site In the past ten years, firm or an advisory affiliate has been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a felony. THIS DOCUMENT IS FOR INFORMATIONAL PURPOSES ONLY AND IS NOT AN OFFER OR SOLICITATION WITH RESPECT TO THE PURCHASE OR SALE OF ANY SECURITY. Daniel Martins. How do I update this listing? Short Term. How does your firm approach insurance sales? The headquarters of Satori Wealth Management is 4660 LA Jolla Village Drive, Suite 100. It should not be assumed that recommendations made in the future will be profitable or will equal the performance of the securities. Financial professionals should disclose all positions they hold (or have sold short) that they will also be recommending to their clients. June 2022 , the Registered Investment Advisor to the Satori Fund. How many times did it occur? What does this mean? What does this mean? Firm offers products that have performance-based fees; the managers of those products may be incentivized to take inappropriate risks to beat their performance benchmark. Recognized by The Wall Street Journal as one of the "Best on the Street," he's also a frequent contributor to CNBC valued for his takes on stock trends. Mr. Christensen has held Board positions with impact funds in the alternatives arena, including a . Does your firm, or anyone associated with the firm, practice as a law firm? By visiting these sites, you are subject to their terms of use (IAPD, BrokerCheck). FINRA data last verified March 24, 2023. November 2022 Magnas JV with LG Electronics announced last week helps round out the components they did not possess. For more information you may also visit, https://invest.thesatorifund.com/register, https://adviserinfo.sec.gov/firm/summary/306086, https://reports.adviserinfo.sec.gov/reports/ADV/306086/PDF/306086.pdf. Previously, Mr. Niles was a managing director at Neuberger Berman Inc. and the chief executive officer of Neuberger . tips_and_updates Financial advisor education. Bullish on commodities Niles also likes the commodity sector. Dan Niles, Satori Fund founder and portfolio manager, joins CNBC's "Closing Bell" to discuss his call on Oracle and his forecast on other tech stocks and the wider stock market. He earned the nickname Michael Jordan of Technology Stock Analysts in 2001 when he predicted that computer company Dell would miss earnings their first quarter in nearly a decade. The following material and information presented on this site is not a solicitation or an offer of securities. . This could be detrimental to a client during down markets. May 2022 This relationship may introduce bias where a firm or related person recommends certain securities with which they are affiliated, rather than others that may have higher returns. "We are counting on our shorts making profits between now and year end and have more shorts than longs in the portfolio," he added. . Offers may be subject to change without notice. 5000000 Gross Asset Value: 356271766 Insider Ownership %: 3 Parent Fund: SATORI CAPITAL, LLC: Name(s) of Parter, Manager, Trustee, or Director: SATORI ALPHA GP, LLC; Contact Info. Form D contains basic information about the offering and the company. Pursuant to an Advisory Agreement (the Advisory Agreement), the General Partner has retained STP Investment Partners, LLC (STPIP or the Investment Manager), an affiliate of the General Partner and SEC filed Exempt Reporting Adviser to serve as investment manager of the Fund. Fund Type: Private Equity Fund. Satori Fund founder Dan Niles said Monday that conditions for the stock market could get ugly again in 2023, as equities get pulled down by the impact of rate hikes and weakening demand. Firm or an advisory affiliate was previously found to have made false statements or omissions by a self-regulatory organization. Firm or a related person recommends the purchase of securities where the firm or a related person serves as an underwriter or general or managing partner. Disallowed. View real-time stock prices and stock quotes for a full financial overview. April 2022 It was a hard hit about losing the relationship with FanDuel, so the public leaving from GAN, however, now might be a chance to see the advantage is that they will complete the acquisition of Coolbet next Q1! www .danniles .com. Neither the SEC nor FINRA tracks portfolio performance metrics for the financial planning industry. Does your firm recommend securities that it or its affiliates underwrite, or in which it serves as general or managing partner? For more information you may also visit, https://reports.adviserinfo.sec.gov/reports/ADV/306086/PDF/306086.pdf. compensation-related conflicts of interest, Types of Financial Advisors and How to Choose, What's a Fiduciary (and Why It Matters So Much). All text and design is copyright 2020 WhaleWisdom.com. For more information you may request fund documents by completing the following attestation. Dave Ellison is a portfolio manager at Hennessy Funds. Would like to know the parameters that helps you qualify your top 5. pic.twitter.com/I1frEnFxN4. Firm offers mutual funds that carry 12b-1 fees, which increases the total annual cost of owning the fund (with no guarantee of higher returns). October 2015 A regulatory agency other than the SEC or CFTC has previously found the firm or an advisory affiliate responsible for having an investment-related business have its authorization to do business denied, suspended, or revoked. Our searchable database of U.S.-based financial advisors includes more than 17,000 firms across the country. And his analysis and overall performance speaks for itself. investor.com is not endorsed by or affiliated with the SEC or FINRA. Also with the focus on Green energy, the energy sector is hated and therefore valuations are low. Why does your firm believe in offering commission-based services to clients? What does this mean and why is it important? His top pick in this space is Massachusetts-based sports betting firm DraftKings , for which he has forecast revenue growth of 60% this year, and 40% in the next three years. Firm or an affiliate actively engages in business as a law firm or lawyer. Firm or a related person recommends the purchase of securities where the firm or a related person serves as an underwriter or general or managing partner. IPO Performance; Ownership Search; Dividend History; . What percentage of income does your firm receive from fees versus commissions?
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